Financial Crime Compliance (FCC)

London Corporate Training
En London (Inglaterra)

£ 2.650 - (3.148 )
IVA inc.

Información importante

  • Short course
  • Intermediate
  • London (Inglaterra)
  • Duración:
    1 Week
  • Cuándo:
    13/03/2017
    otras fechas
Descripción

To bring delegates up to speed with the best practices in their sector To set out “what” should be looked out for when dealing with clients To understand “what” circumstances are suspicious and how to deliver effective customer profiling To understand “how” to handle data protection to the degree required to conduct their work

Información importante
¿Esta formación es para mí?

Delegates responsible for the prevention and control of financial crime, anti-money-laundering (AML), anti-fraud, anti-corruption investigators, compliance officers, and data protection officers, or professionals seeking to enhance their financial crime compliance skills.

Instalaciones y fechas

Dónde se imparte y en qué fechas

Inicio Ubicación
13 marzo 2017
24 julio 2017
20 noviembre 2017
London
3 Shortlands, Hammersmith, London, W6 8DA, London, Inglaterra
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¿Qué aprendes en este curso?

Risk
Compliance
Risk Management
Data Protection
Financial
IT risk
Financial Training
Financial Crime
Business
Financial Sanctions
AML
Vulnerability
AML Tools
FCC
ESMA
Customer Profiling
AML Loadicator

Temario

Advanced AML Loadicator 

·

What is “not” money laundering

 

·

What “is”  money laundering

 

 

·

Offence 1: Concealment

·

Offence 2 Arrangements 

·

Offence 3: Acquisition, use and possession 

·

SAR Narrative Review

 internal reporting 

·

SAR lodging

 external reporting

Advanced ABC Loadicator 

·

Tracing capital flight from developing countries 

·

Sustainable development goals in practice

·

Illicit financial flows 

·

UNCAC and beneficial ownership transparency 

·

Beneficial ownership registries

·

Scanning and profiling legal entities and complex legal arrangements 

 

 

AML Tools 

·

Tool 1: KYA (Know Your Assets)

·

Tool 2: KYB (Know Your Business)

·

Tool 3: KYC (Know Your Customer)

·

Tool 4: CDD (Customer Due Diligence) 

·

Tool 5: EDD (Enhanced Due Diligence)

·

Tool 6: SDD (Simplified Due Diligence)

Business Unit and Customer Profiling 

·

Linking clients with transactions 

·

How to regularly assess ML and TF risks: sources 

·

Risk assessment and vulnerability of transactions 

·

Fitting your FCC programme in the

holistic

 risk-based approach

 whose? 

·

Evidenced-based decision making and targeting ML and TF risks faced by the host State and

regional organisations

·

Transparency: internal standards and controls

·

SYSC: Single vs Several Operations

 your suspicion matrix 

·

Data Protection for businesses and the rise of the Data Protection Officer

FCC Re-tooling 

·

Risk assessments

 why? which? and where from?

·

FATF, Basel AML Index and ESMA reloaded

·

Risk-based approach 

·

Putting it all together in the SYSC context 

·

Trade-based ML

 misinvoicing and third-party risk management

·

Financial sanctions: EU, International, and U.S. 

·

Proliferation financing